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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q139-Q144):
NEW QUESTION # 139
An organization's CIO provided the AI steering committee with a list of AI technologies in use and tasked them with categorizing the technologies by risk. Which of the following should the committee do FIRST?
Answer: D
Explanation:
AAISM governance practices state that before categorizing technologies by risk, the first step is to ensure that all AI systems are documented in the organizational asset inventory. A complete inventory provides the foundation for subsequent risk analysis, accountability, and governance. Grouping solutions, identifying vulnerabilities, and assessing risk levels come afterward, once inventory accuracy is established. Without confirming that the technologies are recorded in the inventory, risk categorization may miss critical assets.
References:
AAISM Study Guide - AI Governance and Program Management (AI Inventories as a Prerequisite to Risk Analysis) ISACA AI Security Management - Asset Visibility and Risk Categorization
NEW QUESTION # 140
An organization decides to contract a vendor to implement a new set of AI libraries. Which of the following is MOST important to address in the master service agreement to protect data used during the AI training process?
Answer: D
Explanation:
AAISM emphasizes that the right to audit is the most critical contractual safeguard when outsourcing AI services. This allows the contracting organization to independently verify that the vendor is applying appropriate protections to training data, meeting compliance obligations, and upholding privacy requirements.
Pseudonymization is a technical method, monitoring is operational, and certifications provide external assurance, but none give the direct, enforceable oversight that audit rights provide. In vendor contracts, the right to audit is the primary safeguard for data protection and governance.
References:
AAISM Study Guide - AI Governance and Program Management (Third-Party Contracts and Audit Rights) ISACA AI Security Management - Vendor Governance Controls
NEW QUESTION # 141
Which BEST addresses hallucination risk in AI systems?
Answer: C
Explanation:
AAISM states that human oversight is the strongest control for hallucination risks, especially in high-impact decisions. Humans validate outputs, correct errors, and override unsafe model responses.
Automated validation (C) helps but cannot fully detect hallucinations. Chunking (B) improves information handling but not hallucination mitigation. Content enrichment (D) does not reduce hallucinations.
References: AAISM Study Guide - Human-in-the-Loop (HITL) Controls; Hallucination Mitigation.
NEW QUESTION # 142
What BEST protects trade secrets related to AI technologies during their life cycle?
Answer: B
Explanation:
AAISM emphasizes access control and data security as the strongest mechanisms to protect trade secrets, including:
* proprietary algorithms
* training datasets
* model weights
* internal design documentation
Trademarks (A) protect brand, not trade secrets. Patents (C) require public disclosure. Watermarks (D) protect generated content, not internal trade secrets.
References: AAISM Study Guide - AI Intellectual Property Protection & Access Controls.
NEW QUESTION # 143
Which of the following would BEST help to prevent the compromise of a facial recognition AI system through the use of alterations in facial appearance?
Answer: B
Explanation:
AAISM materials note that adversaries may attempt to bypass facial recognition by disguising or altering appearance. The most effective mitigation is to enhance training data with a wide range of variances in facial features, lighting, and disguises so the system can robustly detect authentic users despite adversarial attempts.
Monitoring and secondary confirmation are supportive controls but are reactive. Fine-tuning to reduce hallucinations is irrelevant in this context, as hallucinations apply more to generative AI. The best preventive measure is strengthening the model with diverse, variance-rich training data.
References:
AAISM Study Guide - AI Technologies and Controls (Robust Training Data Strategies) ISACA AI Security Management - Biometric AI Security Risks
NEW QUESTION # 144
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